Trade Surveillance Assistant Vice President – Commodities – London – 12 Month FTC
We are working with a leading Commodities exchange seeking a Trade Surveillance AVP to join their Position Surveillance team. This role plays a key part in maintaining fair, transparent, and orderly markets by monitoring trading activity, ensuring compliance, and supporting regulatory change initiatives.
Key Responsibilities
- Monitor Exchange Traded Derivative (ETD) and Over the Counter (OTC) positions to identify potential market abuse, disorderly trading, or risk of market distortion.
- Support the implementation of regulatory changes, including readiness for the transfer of Position Limits responsibilities under FCA’s PS25/1.
- Collaborate on system changes, market communications, and documentation to ensure compliance with evolving regulatory requirements.
- Oversee large positions through accountability processes, engaging directly with market participants where necessary.
- Contribute to the calculation, issuance, and monitoring of lending rules, data governance, and publication of market reports.
- Partner with internal teams to ensure accurate, complete, and timely submission of position data by members.
What They’re Looking For
- Experience in market surveillance, risk, or regulatory oversight within financial markets.
- Strong experience working on various projects (must have).
- Strong analytical skills with the ability to interpret trading and position data.
- Knowledge of ETD and OTC derivatives is highly desirable.
- Familiarity with UK or EU market regulation, ideally including position limits frameworks.
- Excellent communication skills, with the ability to engage both internal stakeholders and external market participants.
What’s on Offer
- Opportunity to work at the heart of global markets, ensuring integrity and stability.
- Exposure to regulatory change projects and market structure initiatives.
- Collaborative, specialist team environment with strong career progression opportunities.
Please apply below if interested.
